Description

• Leading securities firm
• Great culture

• Support client on-boarding activities, including account opening, maintenance, periodic CDD reviews, and updates to client profile information.
• Review client documentation for completeness, such as account forms, tax self-certification, and identification verification.
• Manage customer enquiries with professionalism and accuracy.
• Perform KYC and AML checks for new on-boarding and scheduled CDD reviews in line with internal standards and regulatory requirements.
• Monitor and update system-generated ongoing name-screening alerts for existing clients.
• Collaborate with internal stakeholders to ensure smooth daily operations and assist with ad hoc tasks as needed.
• Manage annual assessments and regulatory notifications, including professional investor status requirements under HKSFC guidelines.
• Assist in reviewing and enhancing internal operating procedures.

• Degree holder in Business Administration or related discipline
• Minimum 3 years of KYC experiences of individual and corporate.
• Holder of SFC type 1 and type 2 licenses would be an advantage.
• Must be fluent in English, Cantonese, and Mandarin.

• Competitive annual salary
• Opportunity to work in a professional environment within the financial services industry.
• Career development and training opportunities in the banking and financial services department.
• Comprehensive support for professional growth and learning.