Description

Your new role

• Joining the compliance team to oversee general compliance and AML matters to ensure that the company's operations comply with the requirements of the Hong Kong Securities and Futures Commission (HKSFC) and/or other regulatory authorities in different markets.
• Manage licence applications and notification obligations, conduct compliance surveillance, prepare reports, and provide comprehensive compliance coverage, including AML/KYC, conduct and ethics, and market conduct issues.
• Support the execution of audits and assessments to identify, evaluate, and mitigate compliance risks.
• Assist in designing and delivering training programmes to foster a strong culture of compliance within the firm.
• Maintain effective communication with the head office and international offices across multiple time zones.
• Handle other ad hoc duties assigned by management.

What you'll need to succeed

• Bachelor's degree or above in Law, Banking and Finance, Accounting, or related disciplines.
• Require 5-10 years of experience in Compliance in Banking and Financial Services. Relevant experience in a SFC licenced corp is a must.
• In-depth knowledge of the rules and regulations set by the Hong Kong SFC.
• Proven ability to manage multiple tasks, operate independently, and adapt to changing circumstances.
• Fluent in Cantonese and English.

What you need to do now

If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk)

If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.