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Michael Page
Singapore, SINGAPORE
(on-site)
Job Function
Legal Support
Compliance Manager
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Compliance Manager
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
- Competitive salary with AWS and variable bonus
- Established and stable investment management firm
Our client is a CMS licensed investment management firm that has a multi strategy portfolio with international presence.
Job Description
- Managing of Client onboarding and review
- Develop, modify and implement company policies and regulations
- Design and monitor control systems to prevent or deal with violations of legal guidelines and internal policies
- Oversee all business operations relating to compliance including policies, investments and procedures.
- Evaluate the efficiency of controls and improve them continuously
- Revise procedures, reports etc. periodically to identify hidden risks or non conformity issues
- Assess the business's future ventures to identify possible compliance risks and provide assistance to Products and Research Team
- Prepare reports for senior management and external regulatory bodies as appropriate
- Preparation of reports to be submitted to Monetary Authority of Singapore (MAS) and other statutory and regulatory reporting
- Liaise and coordinate with MAS on all reporting requirements and submissions as well as addressing any queries
- Keep abreast of regulatory developments within or outside of the company as well as evolving best practices in compliance control
- Review the work of colleagues when necessary to identify compliance issues and provide advice or training
- Minimum Bachelor's Degree, Field of Study: Business Administration, Law, Finance, Graduate Diploma in Compliance and AML or related field
- Minimum 5 years' experience of relevant compliance experience in the financial industry, fund management or trust
- Seeking those who are good communicator, highly motivated and be a team player at all times
- Market competitive base salary with AWS and variable bonus
- Established and stable investment management firm
- Be part of a collaborative and supportive work environment.
Job ID: 82998071
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Data is collected and updated regularly using reputable sources, including corporate websites and governmental reporting institutions.
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