Description

• Young and Energetic Environment
• Work-Life Balance

About Our Client

Our client is a leading Asia-focused private investment platform with over two decades of history, a strong institutional shareholder base, and strategies spanning private equity, structured solutions, and alternative investments. The firm is known for its disciplined investment governance, robust compliance culture, and long-term partnership approach with portfolio companies. With a growing presence across key Asian financial hubs, the firm is scaling its middle-office and governance functions to support continued fund expansion.

Job Description

• Assist in maintaining internal compliance policies, regulatory registers, and periodic filings across SFC and cross-border regulatory regimes
• Support AML/KYC reviews for investors, counterparties, and transactions
• Conduct ongoing compliance monitoring, including personal account dealing checks, training logs, marketing material review, and record-keeping
• Coordinate with external counsel and regulators on routine enquiries
• Support fund licensing, compliance reporting, and internal audit reviews
• Maintain internal systems, documentation, and operational trackers
• Provide cross-functional support across finance, investment teams, and portfolio monitoring

The Successful Applicant

• 4+ years of experience in private equity, asset management, investment banking, or related financial institutions
• Solid understanding of fund operations, regulatory requirements, or compliance frameworks
• Experience with SFC-related compliance preferred (Type 1/4/9 environment advantageous)
• Strong communication, coordination, and documentation skills
• Detail-oriented, organised, and comfortable working in a lean, high-accountability team
• Fluency in Mandarin, English and Cantonese

What's on Offer

• Exposure to both firm-level and fund-level compliance & operational infrastructure
• Opportunity to grow into a broader governance or operations lead role
• Collaborative culture, stable environment, and long-term career path