Description

Asian Wholesale Bank is seeking a mature and experienced professional to join their Compliance Team. This key role is designed to strengthen and maintain the Bank's compliance framework, working closely with the Head of Compliance and all lines of business. The incumbent will be responsible for regulatory compliance (Core Compliance), Anti-Money Laundering/Combating the Financing of Terrorism (AML/CFT), and financial crime prevention.

Job responsibilities:

• • To focus on Singapore regulatory compliance including AML/CFT.
  • To handle regulatory compliance queries & matters, as assigned.
  • To review and maintain (annually and as needed) the Compliance Manual and associated P&Ps and ensure P&Ps are aligned with Head Office and Local Standards.
  • To perform compliance monitoring; To assist in reviewing the existing compliance monitoring program to design or institute new monitoring where relevant.
  • To liaise with Business Lines - Corporate Banking, Investment Banking and Capital Markets Departments and support compliance requirements/framework on new Business initiatives.
  • To act as person-in-charge of the following:
    • • Registration of Authorized/RNF Representatives
      • Coordinate with HR on the required fit and proper checks for Authorized Representatives
      • Other regulatory submissions relating to regulated business and activities
      • Market conducts requirements e.g. Personal Account Dealing Policy, OTC Derivatives Trading Policy, Market Conduct Policy
  • To assist in 2nd line review of KYC (FI and/or Corporates).
  • To assist in or coordinate MAS survey, new or changed regulations or Industry papers mapping or gap analysis.
  • To provide and/or coordinate compliance training e.g. periodic/refresh, new staff induction.
  • Any other matters as and when assigned.

Requirements:

• • 5-7 years of experience in regulatory compliance in relation to MAS regulations i.e. Banking Act, SFA/FAA .
  • Preferably with exposure in corporate & investment banking and/or capital markets business
  • Bachelor's degree holder in the field of Banking/Finance, or other business-related fields
  • Analytical and detail-oriented
  • With strong compliance mindset and good interpersonal skills
  • Mature and a self-motivator

Note: The client prefers candidates who are able to start immediately.

Please send your CV to apply91@talentvis.com

Kindly note that only shortlisted candidates will be contacted.

Talentvis Singapore Pte Ltd - EA License No: 04C3537

EA Personnel: Lum Yu Ru - EA No: R1872520